Legal Notice

Wine Country Wealth Management, LLC ("WCWM"), is a California state-registered investment adviser located in the State of California. WCWM and its representatives are in compliance with the current notice filing requirements imposed upon California state-registered investment advisers. WCWM may only transact business with residents of California, or with residents of those other states in the USA in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements.

WCWM's web site is limited to the dissemination of general information regarding its investment advisory services to California residents. Accordingly, the publication of WCWM's web site on the Internet should not be construed by any consumer and/or prospective client as WCWM's solicitation to effect or attempt to effect transactions in securities or the rendering of personalized investment advice for compensation over the Internet. Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from WCWM. Any subsequent, direct communication by WCWM with a prospective client shall be conducted by a representative who is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of WCWM as a Registered Investment Adviser (California), please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov which will direct you to our firm's registration on file with the State of California (our firm CRD Number is 153076). Also, we provide clients a copy of WCWM's current written disclosure statement discussing our business operations, services, and fees as set forth in our registration application as a Registered Investment Adviser (known as the "Form ADV Part II") upon commencement of our engagement and annually thereafter, in compliance with legal requirements.

WCWM does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to WCWM's web site or incorporated within it, and takes no responsibility for such information. All such information is provided solely for convenience purposes only and anyone using the information should proceed accordingly.

We respect clients' privacy, and each client is provided a privacy statement as part of our new client welcome kit.